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5th Amendment

Butt-Dial Statement Texas Templeton

Can the Statements You Make During a Butt-Dial be Used Against You?

By | 5th Amendment

Butt-Dial Statement Texas TempletonThe short answer is Yes. According to both local and federal courts, what you say during a butt-dial phone call can potentially be used against you in court. In Texas, a hearsay exception makes those overheard statements admissible. In the federal system, these calls are viewed as having no reasonable expectation of privacy—since you did not take simple precautions to avoid this kind of situation, you cannot expect someone on the receiving end of the call not to repeat what they heard.

Butt-Dials in Texas: Can Words Overheard During an Unintended Phone Call be Used Against Me?

Under Texas law, statements made during an accidental butt-dial are likely admissible and the speaker likely has no reasonable expectation of privacy in those statements. Typically, repeating something in court that you heard someone else say outside of court is not allowed—it is referred to as hearsay and is considered inadmissible in a court of law. But, as with everything, there are hearsay exceptions that, in certain circumstances, allow someone to testify about something they heard someone else say. So, it should not be too surprising that a recent case found that butt-dials fall into one of the many hearsay exceptions.

Templeton v. State involved a felony assault family violence case in which the victim’s father received a butt-dial call from the victim and overheard defendant Templeton make incriminating statements about the assault, which the father then repeated in court. The Templeton court likened butt-dial statements to the requirements of Texas Rules of Evidence 801(e)(2)(A), commonly known as the admission of a party-opponent. Under this rule, a statement is not considered hearsay if it is a statement made by the person whom it is then offered against. In Templeton’s case, that meant that the statements he made on the butt-dial, which were overheard and then repeated by the victim’s father, could be used against him in court where he was the defendant. These statements do not have to be against the interests of the speaker when they are made in order for them to be admissible, rather, the requirement is that the statements be offered as evidence against the speaker/defendant.

Templeton sets the bar rather low in terms of the work it takes to get these kinds of phone calls in. Essentially, any Texas defendant who accidentally butt-dials someone faces the possibility that anything they say—whether they know someone is listening or not, or whether it is against their interest or not—can be repeated in court so long as it is used as evidence against them. The phrase “be careful what you say” could not ring more true. While a majority of butt-dials result in the overhearing of harmless conversations (your comments about who you saw at Trader Joe’s and the gossip you exchange with your friends are not likely to be subjects of court cases), it is important to know that anything you say on those calls has the potential to be repeated in court.

Butt Dials in the Federal System: Do I Have a Reasonable Expectation of Privacy?

Somewhat unsurprisingly, the sentiment that what someone said during a butt-dial can be used against them extends beyond just Texas and into the Federal system as well. In another recent case, Huff v. Spaw, the Sixth Circuit Appeals Court addressed butt-dials in two contexts: the traditional context in which a call is accidentally made and someone on the other end overhears and perhaps even documents or records the calls, and instances in which a butt-dial is made and the listener records the conversation the caller has with a third-party while in a hotel room.

The judge in Huff determined that in the first instance, there is no privacy claim. Essentially, according to the federal courts, it is the duty of every cell phone owner to make sure that their phones are secure. The court points out the commonality of cell phones and their use. There is no expectation of privacy (and therefore no claim) when someone fails to take simple measures to secure their phone and accidentally shares their activities or statements while using an everyday cell phone. As far as precautions go, the biggest one is to lock your phone. From there, there are a number of apps available to help prevent butt-dialing.

As to the second issue, the judge determined that there was a reasonable expectation of privacy, so that part of the case was remanded to the lower court for reconsideration. The key difference between these two issues was the fact that Bertha Huff, with whom James Huff spoke to in her hotel room. Bertha’s part of the conversation, in the judge’s opinion, was protected by a reasonable expectation of privacy because she did not make the butt-dial—as far as she was concerned, all she was doing was speaking to her husband in the comfort of her hotel room.

What Can You do to Protect Your Privacy?

No matter what type of phone you have, the first line of defense in preventing butt-dials and protecting your privacy is to lock your phone. From there, there are a number of other settings you can change that make butt-dialing less likely.

For iPhone users, adding a passcode (or touch/face I.D.) provides an additional layer of protection for users. If you are prone to butt-dialing, you can take it a step further, allowing your phone to auto-lock quickly (Settings –> Display & Brightness –> Auto-Lock). For iPhone users with models that still have the home button, it might be smart to also disable tap-to-wake (Settings –> Accessibility –> Touch –> Tap to Wake).

There are precautions for Android users too! Begin by setting a passcode. To turn off the tap to wake feature on these phones, go to Settings –> Display –> Lock Screen Display –> Double-Tap to Check Phone. To change the time it takes for these phones to auto-lock, go to Settings –> Security –> gear lock icon next to Screen Lock.

If you really want to go above and beyond, there are some apps available for certain phone users to download. If you take all these precautions and still end up in a situation where what you said on a butt-dial is being used against you, consult an attorney to discuss the best plan of action.

Compelled Testimony Conti Allen

Use of Compelled Testimony from Foreign Trial Violates Fifth Amendment

By | 5th Amendment

Is Use of Compelled Testimony of a Defendant in Trial a Violation of the Fifth Amendment Right Against Self Incrimination?

Compelled Testimony Conti AllenThe Second Circuit Court of Appeals recently handed down an opinion concerning the use of compelled testimony in an American trial. In Allen and Conti, the Court was asked to determine whether previous compelled testimony by a foreign government, which was later used against the defendant in a criminal prosecution in the United States, violated the Fifth Amendment.

United States v. Allen, 2017 U.S. App. LEXIS 12942 (2d Cir. July 19, 2017)

The Facts—District Court Found that a Witness’s Review of the Defendant’s Compelled Testimony Did Not Taint the Evidence

In 2013, both U.K. and U.S. law enforcement agencies began investigating wire fraud and bank fraud at the London office of Coöperative Centrale Raiffeisen-Boerenleenbank B.A. (“Rabobank”). Anthony Conti and Anthony Allen, previous employees of Rabobank in London as well as U.K. citizens and residents, were compelled to provide testimony during interviews with the U.K. agency, the Financial Conduct Authority (“FCA”). Although Conti and Allen were provided limited immunity from criminal prosecution, pursuant to U.K. law, refusing to testify would have resulted in imprisonment.

The FCA pursued Conti and Allen’s coworker, Robson; however, without reason, the FCA dropped its case against Robson. Soon thereafter, the Fraud Section of the United States Department of Justice pursued criminal prosecution of Robson. Soon after Robson pled guilty, he became an integral cooperator of the investigation and a grand jury indicted Allen and Conti.

During the 2015 trial, the government used the prior compelled testimony that Conti and Allen had given in the U.K. against them in the American trial. This resulted in convictions for both Conti and Allen with a year-and-a-day’s imprisonment and two years’ imprisonment respectively.

Pursuant to Kastigar v. United States, 406 U.S. 441 (1972), the United States Government may compel testimony from an unwilling witness, who invokes the Fifth Amendment privilege against self-incrimination, by providing the witness immunity from use of the compelled testimony in subsequent criminal proceedings, as well as immunity from use of evidence derived from the testimony.

During the FCA’s investigation of Robson, the FCA permitted Robson to review and take notes of Allen and Conti’s compelled testimony. Robson’s review of such testimony impacted his personal testimony, which was the sole source of Agent Weeks’ testimony. The District Court concluded looking to Second Circuit precedent, that Robson’s review of the defendants’ compelled testimony did not taint the evidence he later provided.

The Court of Appeals Reversed the District Court’s Decision—Holding the Prosecution Violated the Fifth Amendment Right When it Used a Tainted Witness Against the Defendants

On appeal, the defendant’s argued that the Government violated their Fifth Amendment rights when it used their own compelled testimony against them in the form of tainted evidence by Robson. The defendants specifically alleged that the Government applied the wrong legal standard in analyzing whether the evidence was tainted by Robson’s review of their compelled testimony.

Every individual accused in an American criminal prosecution has a personal trial right to be free from self-incrimination as guaranteed by the Fifth Amendment. Use of compelled testimony against the accused during trial is a violation of this right, including when a foreign government, pursuant to its own law, compels such testimony. The Court exemplified that precedent shows that inculpatory statements obtained overseas must be made voluntarily. The Court explains that even if the testimony was lawfully compelled pursuant to the laws of a foreign power, the Fifth Amendment flatly prohibits the use of compelled testimony to secure a conviction, as it would be a violation of the right against self-incrimination.

Further, when the government uses a witness who has been exposed to the compelled testimony of a defendant, it is required under Kastigar to prove, at a minimum, that this review did not alter or affect the evidence used by the government. Here, the prosecution used evidence of the defendant’s compelled testimony through a tainted witness who acted as an integral part of the prosecution’s investigation.

Here, the court found that law enforcement officers in the U.K. undoubtedly compelled the defendant’s testimony. As a result, the court held that the Fifth Amendment prohibited the government from using the defendants’ compelled testimony—in any way—against them at trial in the United States.